Knox D'Arcy Investment Management Limited

• Principal Place of Business

  Knox D'Arcy Investment Management Ltd

  11 St. James's Place

  London

  Westminster

  SW1A 1NP

  UNITED KINGDOM

  Phone

  +4402070091011

• Complaints Contact

  Knox D'Arcy Investment Management Ltd

  11 St. James's Place

  London

  Westminster

  SW1A 1NP

  UNITED KINGDOM

  Phone

  +4402074952202

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• ANA MARIA CALUDI

  IRN AMM01353

  • [FCA CF] Client dealing (9 Dec 2020 to 7 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 7 Sep 2021)
  • CF1 Director (8 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
• Bernard de Backer

  IRN BXD01089

  • CF21 Investment Adviser (16 May 2006 to 29 Jun 2006)
  • CF4 Partner (AR) (3 May 2006 to 29 Jun 2006)
  • CF23 Corporate Finance Adviser (5 Apr 2006 to 29 Jun 2006)
• Daniel James Cadamy

  IRN DJC01439

  • CF1 Director (29 Nov 2010 to 4 Mar 2011)
• David Henry Woulds Crawford

  IRN DCW01049

  • CF26 Customer Trading (1 Dec 2001 to 15 Feb 2002)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Feb 2002)
  • CF27 Investment Management (1 Dec 2001 to 15 Feb 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
• David Timothy Jeffrey

  IRN DTJ01015

  • CF21 Investment Adviser (17 May 2006 to 29 Jun 2006)
  • CF23 Corporate Finance Adviser (12 Apr 2006 to 29 Jun 2006)
  • CF4 Partner (AR) (12 Apr 2006 to 29 Jun 2006)
  • CF3 Chief Executive (AR) (12 Apr 2006 to 29 Jun 2006)
• Gary Christian

  IRN GXC01779

  • CF1 Director (7 Aug 2012 to 26 Sep 2013)
• Graham Colin Bates

  IRN GCB01071

  • CF1 Director (4 Sep 2009 to 6 Dec 2010)
• Jeremy Ayitey Parkes

  IRN JAP01193

  • CF1 Director (11 Dec 2008 to 4 Dec 2009)
  • CF30 Customer (13 Nov 2007 to 4 Dec 2009)
• Matthew James Insley

  IRN MJI01034

  • CF1 Director (9 Oct 2014 to 1 Sep 2016)
  • CF30 Customer (16 Feb 2014 to 1 Sep 2016)
• Nicholas Oliver Daniel Parr

  IRN NOP01003

  • CF1 Director (19 Jun 2012 to 7 Oct 2014)
  • CF30 Customer (25 Mar 2011 to 7 Oct 2014)

• Parish Capital Advisors Europe LLP (no longer appointed)

  FRN 450441 · Appointed 5 Apr 2006 · Until 29 Jun 2006

No changes recorded yet.