Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF27 Investment Management (30 Nov 2006 to 31 Oct 2007)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF27 Investment Management (15 Jul 2002 to 3 Nov 2006)
  • Knox D'Arcy Investment Management Limited (no longer approved here)

    FRN 185178

    • CF27 Investment Management (1 Dec 2001 to 15 Feb 2002)
    • CF26 Customer Trading (1 Dec 2001 to 15 Feb 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.