David Timothy Jeffrey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stepstone Group Europe LLP

    FRN 551580

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (25 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Apr 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2012 to 8 Dec 2019)
    • CF4 Partner (25 Apr 2012 to 8 Dec 2019)
  • Knox D'Arcy Investment Management Limited (no longer approved here)

    FRN 185178

    • CF21 Investment Adviser (17 May 2006 to 29 Jun 2006)
    • CF4 Partner (AR) (12 Apr 2006 to 29 Jun 2006)
    • CF3 Chief Executive (AR) (12 Apr 2006 to 29 Jun 2006)
    • CF23 Corporate Finance Adviser (12 Apr 2006 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.