Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (29 Jun 2012 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2024)
  • LGT Private Debt (UK) Ltd. (no longer approved here)

    FRN 611379

    • CF1 Director (11 Jan 2017 to 1 Jun 2017)
  • Stepstone Group Europe LLP (no longer approved here)

    FRN 551580

    • CF4 Partner (18 Oct 2011 to 1 Mar 2012)
    • CF30 Customer (18 Oct 2011 to 1 Mar 2012)
    • CF11 Money Laundering Reporting (18 Oct 2011 to 1 Mar 2012)
    • CF10 Compliance Oversight (18 Oct 2011 to 1 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.