Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ares Management Limited
FRN 455547
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Jun 2014 to 8 Dec 2019)
- CF30 Customer (29 Jun 2012 to 8 Dec 2019)
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Ares Management UK Limited
FRN 613497
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Jul 2014 to 8 Dec 2019)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
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Ares European Loan Management LLP
FRN 737906
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 31 Mar 2024)
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- CF1 Director (11 Jan 2017 to 1 Jun 2017)
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- CF4 Partner (18 Oct 2011 to 1 Mar 2012)
- CF30 Customer (18 Oct 2011 to 1 Mar 2012)
- CF11 Money Laundering Reporting (18 Oct 2011 to 1 Mar 2012)
- CF10 Compliance Oversight (18 Oct 2011 to 1 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.