Stephenson Johnson Financial Planning Limited

Date authorised
1 April 2013
Companies House
05269611
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Building 3
    Owen Avenue
    Hessle
    East Riding of Yorkshire
    HU13 9PD
    UNITED KINGDOM
    Phone
    +4401482308874

  • Complaints Contact

    2nd Floor
    Building 3
    Owen Avenue
    Hessle
    East Riding of Yorkshire
    HU13 9PD
    UNITED KINGDOM
    Phone
    +4401482308874

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Piper

    IRN AJP01380

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
    • CF30 Customer (since 24 Jan 2011)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Mar 2021)
  • Christian Derrick

    IRN RXS15670

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • CF30 Customer (since 16 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (16 Dec 2019 to 23 Mar 2021)
    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • David Craig Rhodes

    IRN DCR01081

    • CF30 Customer (19 Apr 2011 to 22 May 2018)
  • Jack Ronald Bradshaw

    IRN JXB04003

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
  • James Andrew Dry

    IRN JXD00835

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
  • John Booth

    IRN JPB00035

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • John Michael Gorman

    IRN JMG01139

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (19 Apr 2006 to 31 Oct 2007)
  • Peter Johnson

    IRN PXJ00011

    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Mar 2005 to 3 Feb 2010)
    • CF8 Apportionment and Oversight (7 Mar 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (7 Mar 2005 to 30 Sep 2018)
    • CF1 Director (7 Mar 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Mar 2005 to 3 Feb 2010)
    • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
  • Philip Smith

    IRN PXS01844

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
    • CF30 Customer (since 14 Aug 2013)
    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 23 Mar 2021)
  • Raymond Andrew Wilson

    IRN RAW01177

    • CF30 Customer (20 Nov 2007 to 31 Dec 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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