Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
    • CF30 Customer (since 24 Jan 2011)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Mar 2021)
  • Andrew Piper Financial Planning Ltd (no longer approved here)

    FRN 539500

    • Employed By (24 Jan 2011 to 12 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.