Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stephenson Johnson Financial Planning Limited (no longer approved here)

    FRN 419684

    • SMF3 Executive Director (9 Dec 2019 to 11 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
    • CF1 Director (7 Mar 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Mar 2005 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (7 Mar 2005 to 3 Feb 2010)
    • Responsible for Insurance Mediation (7 Mar 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (7 Mar 2005 to 3 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.