Philip Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stephenson Johnson Financial Planning Limited

    FRN 419684

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • CF30 Customer (since 14 Aug 2013)
    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 23 Mar 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Sep 2010 to 25 Sep 2013)
    • CF22 Investment Adviser (Trainee) (12 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.