State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Martha Ann Whitman

  IRN MAW01333

  • [FCA CF] Client dealing (14 Dec 2024 to 1 Jul 2025)
  • [FCA CF] Material risk taker (14 Dec 2024 to 1 Jul 2025)
• Megan Aileen McCracken

  IRN MXM19464

  • SMF9 Chair of the Governing Body (since 8 Dec 2023)
  • Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 8 Dec 2023)
• Michael Eldridge

  IRN MXE01350

  • [FCA CF] Significant management (19 Jun 2020 to 19 Nov 2020)
• Michael Muyiwa-George

  IRN MXM00870

  • [FCA CF] Client dealing (19 May 2022 to 23 Jun 2025)
• Michael Stephen Walsh

  IRN MSW01057

  • CF2 Non Executive Director (31 Jan 2008 to 26 Jun 2008)
• Nicholas Eli Joseph

  IRN NEJ00010

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Feb 2026)
• Nils Hoffmann

  IRN NXH00042

  • [FCA CF] Material risk taker (since 18 Feb 2025)
  • [FCA CF] Manager of certification employee (since 18 Feb 2025)
  • [FCA CF] Client dealing (since 18 Feb 2025)
• Patrick Joseph Daniel Collins

  IRN PJC01171

  • [FCA CF] Client dealing (since 3 Jan 2025)
  • [FCA CF] Material risk taker (since 3 Jan 2025)
• Patrick Thomas Galligan

  IRN PTG01023

  • SMF5 Head of Internal Audit (9 Dec 2019 to 10 Mar 2023)
  • CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
• Patrick Waller

  IRN PXW01278

  • CF1 Director (1 Dec 2001 to 26 Jun 2008)

No changes recorded yet.