Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • [FCA CF] Client dealing (14 Dec 2024 to 1 Jul 2025)
    • [FCA CF] Material risk taker (14 Dec 2024 to 1 Jul 2025)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Material risk taker (14 Dec 2024 to 1 Jul 2025)
    • [FCA CF] Client dealing (14 Dec 2024 to 1 Jul 2025)
    • CF30 Customer (16 Jul 2014 to 8 Dec 2019)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Manager of certification employee (22 May 2020 to 21 Feb 2025)
    • [FCA CF] Material risk taker (17 Jan 2018 to 1 Jul 2025)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Jul 2025)
    • CF30 Customer (28 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.