State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Dominique Gabrielle Haywood

  IRN DXH00815

  • [FCA CF] Client dealing (1 Feb 2025 to 15 Sep 2025)
• Donald Bremner Anderson

  IRN DBA01011

  • CF8 Apportionment and Oversight (26 Nov 2004 to 1 Apr 2008)
  • CF3 Chief Executive (26 Nov 2004 to 1 Apr 2008)
  • CF1 Director (1 Dec 2001 to 19 Dec 2003)
• Donald John Cargill

  IRN DJC01185

  • Director of firm who is not a certification employee or a SMF manager (since 15 Sep 2023)
  • CF3 Chief Executive (30 Sep 2002 to 29 Oct 2004)
  • CF8 Apportionment and Oversight (30 Sep 2002 to 29 Oct 2004)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Sep 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 28 Jun 2002)
  • CF1 Director (1 Dec 2001 to 28 Jun 2002)
• Elizabeth Nolan

  IRN EXN01037

  • CF29 Significant management (23 Feb 2016 to 2 Jun 2017)
• Francis William Richard Stocks

  IRN FWS01011

  • CF2 Non Executive Director (17 May 2004 to 4 Aug 2011)
• Gareth Anthony Adams

  IRN GAA01020

  • CF2 Non Executive Director (4 Jul 2011 to 13 May 2016)
• Geoffrey Pullen

  IRN GMP01043

  • [FCA CF] Manager of certification employee (since 24 Aug 2023)
  • [FCA CF] Client dealing (since 1 Feb 2022)
• George Edward Carradine

  IRN GXC00637

  • [FCA CF] Manager of certification employee (since 10 Nov 2025)
  • [FCA CF] Client dealing (since 10 Nov 2025)
• Gordon David Thomson

  IRN GDT01009

  • CF1 Director (10 Feb 2003 to 19 Jan 2005)
• Graeme Stark

  IRN GXS01705

  • CF1 Director (21 Jul 2008 to 21 Nov 2019)

No changes recorded yet.