Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • CF2 Non Executive Director (4 Jul 2011 to 13 May 2016)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jan 2003)
    • CF1 Director (1 Dec 2001 to 31 Aug 2003)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF1 Director (1 Dec 2001 to 31 Aug 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jan 2003)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF1 Director (1 Dec 2001 to 31 Aug 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jan 2003)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF1 Director (1 Dec 2001 to 31 Aug 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jan 2003)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF1 Director (1 Dec 2001 to 31 Aug 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jan 2003)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.