State Street Trustees Limited

• Principal Place of Business

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Unable to carry on any investment services and activities ( to which MiFID applies) on a regular basis.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.

• Runs Investment Funds

  Show 3 limitations Hide limitations

  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to depositary activities and in doing so limited to ICVC activities.
  • · Limited to trustee activities and in doing so limited to authorised unit trust scheme activities
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to trustee activities.
  • · Limited to acting as depositary of an Investment Company with Variable Capital.
  • · Limited to acting as trustee or depositary of an authorised alternative investment fund and of an unauthorised alternative investment fund.

• Grant Garfield Thomas

  IRN GXT00224

  • SMF2 Chief Finance (since 20 Jul 2023)
  • SMF3 Executive Director (since 20 Jul 2023)
• Greig John Walker

  IRN GXW00147

  • SMF18 Other Overall Responsibility (since 1 Apr 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2021)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Apr 2021)
• Iris Tuechter

  IRN IXT01266

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Jack Ivezaj

  IRN JXI00065

  • SMF12 Chair of the Remuneration Committee (since 27 Nov 2023)
• Jacqueline Mary Angell

  IRN JMA01191

  • CF10 Compliance Oversight (29 Oct 2012 to 4 Jul 2014)
• James Forbes Clark

  IRN JFC01097

  • CF8 Apportionment and Oversight (4 Jun 2008 to 31 Mar 2009)
  • CF1 Director (4 Jun 2008 to 16 Sep 2011)
  • CF3 Chief Executive (4 Jun 2008 to 16 Sep 2011)
• James Ross Lyall

  IRN JRL01041

  • CF1 Director (30 Sep 2002 to 18 Jul 2006)
  • CF11 Money Laundering Reporting (30 Sep 2002 to 18 Jul 2006)
  • CF10 Compliance Oversight (11 Jul 2002 to 18 Jul 2006)
• James Scott Phalen

  IRN JSP01109

  • CF29 Significant management (7 Jan 2010 to 1 Apr 2010)
• Jana Nakhleh

  IRN JXN00014

  • [FCA CF] Client dealing (since 1 Feb 2025)
• Jayne Donahue

  IRN JXD01931

  • CF28 Systems and controls (22 Jan 2010 to 3 May 2011)

No changes recorded yet.