Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (12 Aug 2020 to 31 Mar 2022)
- SMF19 Head of Overseas Branch/Head of Overseas (13 Apr 2018 to 12 Aug 2020)
- SMF22 Other Local Responsibility (9 Jun 2017 to 13 Apr 2018)
- SMF3 Executive Director (7 Mar 2016 to 9 Jun 2017)
- CF1 Director (23 Feb 2016 to 6 Mar 2016)
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- CF1 Director (13 Apr 2018 to 8 Dec 2019)
- CF29 Significant management (23 Feb 2016 to 8 May 2017)
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- CF29 Significant management (23 Feb 2016 to 8 May 2017)
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- CF29 Significant management (23 Feb 2016 to 2 Jun 2017)
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- CF29 Significant management (23 Feb 2016 to 2 Jun 2017)
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- CF29 Significant management (23 Feb 2016 to 25 Aug 2016)
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- CF30 Customer (1 Nov 2007 to 27 Mar 2013)
- CF29 Significant management (1 Nov 2007 to 27 Mar 2013)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 27 Mar 2013)
- CF30 Customer (1 Nov 2007 to 27 Mar 2013)
- CF1 Director (1 Feb 2005 to 22 Sep 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2005 to 31 Oct 2007)
- CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.