Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • SMF7 Group Entity Senior Manager (12 Aug 2020 to 31 Mar 2022)
    • SMF19 Head of Overseas Branch/Head of Overseas (13 Apr 2018 to 12 Aug 2020)
    • SMF22 Other Local Responsibility (9 Jun 2017 to 13 Apr 2018)
    • SMF3 Executive Director (7 Mar 2016 to 9 Jun 2017)
    • CF1 Director (23 Feb 2016 to 6 Mar 2016)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF1 Director (13 Apr 2018 to 8 Dec 2019)
    • CF29 Significant management (23 Feb 2016 to 8 May 2017)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • CF29 Significant management (23 Feb 2016 to 8 May 2017)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • CF29 Significant management (23 Feb 2016 to 2 Jun 2017)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF29 Significant management (23 Feb 2016 to 2 Jun 2017)
  • MANAGED PENSION FUNDS LIMITED (no longer approved here)

    FRN 221340

    • CF29 Significant management (23 Feb 2016 to 25 Aug 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 Mar 2013)
    • CF29 Significant management (1 Nov 2007 to 27 Mar 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (1 Nov 2007 to 27 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2013)
    • CF1 Director (1 Feb 2005 to 22 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.