State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stephen Christopher Neil Swift

  IRN SCS01046

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
• Stephen John Craig

  IRN SJC01440

  • [FCA CF] Significant management (7 May 2020 to 31 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
  • CF28 Systems and controls (27 Nov 2013 to 22 Feb 2017)
• Stephen John Samuel Olford

  IRN SJO01085

  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Nov 2022)
• Stephen Justin Balogh

  IRN SJB01537

  • CF1 Director (21 Oct 2010 to 31 Dec 2014)
  • CF30 Customer (19 May 2008 to 31 Dec 2014)
• Stephen Philip Webster

  IRN SPW01078

  • CF30 Customer (21 Aug 2013 to 21 Mar 2016)
• Steve Langton

  IRN SXL01884

  • [FCA CF] Client dealing (since 1 Feb 2022)
  • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
• Steven Alfred Durrant

  IRN SAD01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (26 Jun 2017 to 8 Dec 2019)
• Steven Pope

  IRN SXP00127

  • [FCA CF] Significant management (22 Dec 2023 to 25 Sep 2024)
• Steven Winter

  IRN SXW01831

  • CF30 Customer (1 Sep 2010 to 9 Feb 2011)
• Stuart James Thompson

  IRN SJT01116

  • [FCA CF] Manager of certification employee (2 Nov 2022 to 31 Jan 2025)
  • [FCA CF] Client dealing (1 Feb 2022 to 31 Jan 2025)
  • CF30 Customer (28 Jul 2017 to 8 Dec 2019)

No changes recorded yet.