Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 15 Dec 2025)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • SMF2 Chief Finance (6 Apr 2023 to 31 May 2024)
    • [FCA CF] Significant management (7 May 2020 to 6 Apr 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 6 Apr 2023)
    • CF28 Systems and controls (27 Nov 2013 to 6 Mar 2016)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Significant management (7 May 2020 to 31 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
    • CF28 Systems and controls (27 Nov 2013 to 22 Feb 2017)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • SMF3 Executive Director (14 Feb 2020 to 9 Aug 2023)
    • SMF2 Chief Finance (14 Feb 2020 to 4 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.