Stephen John Samuel Olford

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Bank and Trust Company
FRN 170462
- SMF3 Executive Director (since 1 Dec 2020)
- SMF22 Other Local Responsibility (13 Jul 2018 to 1 Dec 2020)
- CF10a CASS Oversight function (9 Oct 2013 to 6 Mar 2016)
- CF29 Significant management (13 Jun 2008 to 6 Mar 2016)
State Street Trustees Limited (no longer approved here)
FRN 186237
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Mar 2021)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.