Stuart James Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Manager of certification employee (2 Nov 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Jan 2025)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • [FCA CF] Manager of certification employee (2 Nov 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (1 Feb 2022 to 31 Jan 2025)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Manager of certification employee (2 Nov 2022 to 31 Jan 2025)
    • [FCA CF] Client dealing (1 Feb 2022 to 31 Jan 2025)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2016)
    • CF30 Customer (12 Mar 2013 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 23 Jul 2012)
    • CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.