State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ryan John Shea

  IRN RJS01212

  • CF21 Investment Adviser (15 Jul 2004 to 30 Nov 2006)
• Samantha Grace Haworth

  IRN SGH01119

  • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
• Samuel Stephen Stewart

  IRN SSS01046

  • CF11 Money Laundering Reporting (5 Oct 2005 to 6 Mar 2006)
• Sandeep Gurkhi

  IRN SXG01669

  • CF30 Customer (15 Sep 2009 to 21 Mar 2013)
• Sarah Louise Williamson

  IRN SXW16473

  • CF30 Customer (27 Jun 2019 to 8 Oct 2019)
• Sarah Timby

  IRN SXT32952

  • SMF3 Executive Director (5 Jun 2020 to 31 Dec 2023)
• Saul David James Henry

  IRN SDH01059

  • CF30 Customer (17 Oct 2008 to 15 Nov 2013)
• Scott Hockman

  IRN SXH01914

  • CF30 Customer (11 Jun 2008 to 26 Jun 2009)
• Sean Mathew Walsh

  IRN SXW00038

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (23 Feb 2022 to 28 Nov 2024)
• Sehr Askari

  IRN SKA01037

  • CF30 Customer (12 Sep 2008 to 31 Jan 2012)

No changes recorded yet.