Samantha Grace Haworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Russell Investments Implementation Services Limited (no longer approved here)
FRN 415353
- [FCA CF] Client dealing (24 Jan 2023 to 2 Jun 2023)
Russell Investments Limited (no longer approved here)
FRN 122282
- [FCA CF] Client dealing (6 Aug 2020 to 2 Jun 2023)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- [FCA CF] Client dealing (23 Nov 2018 to 30 Jun 2020)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (3 Jul 2017 to 7 Nov 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.