Samuel Stephen Stewart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Northern Trust Company (no longer approved here)
FRN 122020
- CF11 Money Laundering Reporting (22 Feb 2012 to 30 Aug 2013)
- CF10 Compliance Oversight (24 Sep 2007 to 30 Aug 2013)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF11 Money Laundering Reporting (14 Feb 2012 to 30 Aug 2013)
- CF10 Compliance Oversight (26 Aug 2011 to 30 Aug 2013)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF10 Compliance Oversight (5 Oct 2005 to 6 Mar 2006)
- CF11 Money Laundering Reporting (5 Oct 2005 to 6 Mar 2006)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF11 Money Laundering Reporting (5 Oct 2005 to 6 Mar 2006)
MANAGED PENSION FUNDS LIMITED (no longer approved here)
FRN 221340
- CF10 Compliance Oversight (26 Feb 2003 to 26 Feb 2003)
- CF11 Money Laundering Reporting (26 Feb 2003 to 30 Jul 2007)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF11 Money Laundering Reporting (4 Jan 2002 to 30 Jul 2007)
- CF10 Compliance Oversight (4 Jan 2002 to 30 Jul 2007)
STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)
FRN 154639
- CF11 Money Laundering Reporting (4 Jan 2002 to 30 Jul 2007)
- CF10 Compliance Oversight (4 Jan 2002 to 30 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.