Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 8 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 16 Oct 2023)
    • [FCA CF] Client dealing (8 Apr 2022 to 16 Oct 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Mar 2019)
    • CF30 Customer (29 Jan 2014 to 6 Mar 2016)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (1 Mar 2011 to 31 Jan 2012)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF30 Customer (12 Sep 2008 to 31 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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