State Street Global Markets International Limited

Date authorised
1 April 2013
Companies House
03418476
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

  • Complaints Contact

    20 Churchill Place
    Canary Wharf
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Sherbanou Gangji

    IRN RSG01077

    • CF30 Customer (22 Jan 2009 to 12 Apr 2013)
  • Rajen Manilal Shah

    IRN RMS01178

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Nov 2020)
    • CF3 Chief Executive (22 May 2017 to 4 Sep 2018)
    • CF1 Director (22 May 2017 to 4 Sep 2018)
    • CF30 Customer (14 Nov 2014 to 21 Mar 2016)
  • Raymond Cockrem

    IRN RXC01712

    • [FCA CF] Significant management (since 13 Nov 2024)
  • Richard Paul Crannis

    IRN RPC01097

    • CF10 Compliance Oversight (15 Jan 2018 to 1 Jun 2018)
  • Richard Thomas Flood

    IRN RXF00017

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
  • Rita Bajaj

    IRN RXW01195

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (18 Sep 2019 to 8 Dec 2019)
  • Ritu Anjuli Shirgaokar

    IRN RXS00066

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2020)
  • Robert David Messenger

    IRN RDM01136

    • CF30 Customer (20 Jun 2014 to 30 Jun 2017)
  • Robin Simon Graham Oliver

    IRN RSO01007

    • CF11 Money Laundering Reporting (26 Sep 2012 to 18 Feb 2013)
    • CF10 Compliance Oversight (14 Jan 2009 to 27 Oct 2009)
  • Rodney James Ringrow

    IRN RJR01158

    • CF30 Customer (14 Apr 2014 to 31 Oct 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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