Rajen Manilal Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • SMF3 Executive Director (1 Dec 2020 to 17 Jun 2021)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 1 Dec 2020)
    • CF30 Customer (14 Nov 2014 to 6 Mar 2016)
    • CF29 Significant management (14 Nov 2014 to 6 Mar 2016)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Nov 2020)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Nov 2020)
    • CF3 Chief Executive (22 May 2017 to 4 Sep 2018)
    • CF1 Director (22 May 2017 to 4 Sep 2018)
    • CF30 Customer (14 Nov 2014 to 21 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 26 Mar 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Aug 2006 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (1 Nov 2007 to 26 Mar 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.