Date authorised
1 April 2013
Companies House
OC341016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Carlton Gardens
    London
    SW1Y 5AA
    UNITED KINGDOM
    Phone
    +4402034781803
  • Complaints Contact

    4 Carlton Gardens
    London
    SW1Y 5AA
    UNITED KINGDOM
    Phone
    +4402034781800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Mark Cubitt

    IRN SXC01631

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (27 Jan 2016 to 8 Dec 2019)
  • Thomas Barnaby Alexander Helme

    IRN TBH01005

    • CF30 Customer (18 Jul 2013 to 24 Oct 2013)
  • Thomas Leolin Alfred Price

    IRN TLP01021

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2014 to 8 Dec 2019)
  • Vikashkumar Hirabuai Patel

    IRN VKP01003

    • CF30 Customer (17 Jun 2013 to 13 Jan 2014)
  • William Aldwin Soames

    IRN WAS01013

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Nov 2016 to 8 Dec 2019)
  • Zhi xin Shu

    IRN ZXS01002

    • CF30 Customer (9 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.