Stephen Mark Cubitt

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Star Fund Managers LLP

    FRN 491003

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (27 Jan 2016 to 8 Dec 2019)
  • J. STERN & CO LLP

    FRN 588344

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF28 Systems and controls (27 Jan 2016 to 8 Dec 2019)
  • City Credit Capital (UK) Ltd (no longer approved here)

    FRN 232015

    • CF11 Money Laundering Reporting (4 Feb 2008 to 15 Mar 2010)
    • CF10 Compliance Oversight (4 Feb 2008 to 15 Mar 2010)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (161)CF11 Money Laundering Reporting (2 Jun 2003 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (161)CF11 Money Laundering Reporting at STIFEL EUROPE LIMITED