Thomas Leolin Alfred Price

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Star Fund Managers LLP

    FRN 491003

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (11 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jan 2014 to 8 Dec 2019)
  • J. STERN & CO LLP

    FRN 588344

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jan 2014 to 8 Dec 2019)
  • Quadra Capital Partners LLP (no longer approved here)

    FRN 597200

    • CF11 Money Laundering Reporting (17 Feb 2014 to 5 Dec 2014)
    • CF10 Compliance Oversight (17 Feb 2014 to 5 Dec 2014)
    • CF30 Customer (17 Feb 2014 to 5 Dec 2014)
  • Stanhope Capital LLP (no longer approved here)

    FRN 400309

    • CF4 Partner (31 Mar 2011 to 31 May 2013)
    • CF10 Compliance Oversight (15 Mar 2011 to 31 May 2013)
    • CF11 Money Laundering Reporting (15 Mar 2011 to 31 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.