Thomas Barnaby Alexander Helme

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VICTORIA CAPITAL (UK) LIMITED

    FRN 401049

    • 17. Administrative functions in relation to managing investments
    • 9A. Advising on P2P agreements
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 27 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2021)
    • CF30 Customer (since 26 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF27 Investment Management (25 May 2006 to 31 Oct 2007)
  • Helme & Daughters Limited

    FRN 939583

    • (1)Employed By (since 26 Feb 2021)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (3 Mar 2016 to 15 Nov 2019)
  • Star Fund Managers LLP (no longer approved here)

    FRN 491003

    • CF30 Customer (18 Jul 2013 to 24 Oct 2013)
  • J. STERN & CO LLP (no longer approved here)

    FRN 588344

    • CF30 Customer (18 Jul 2013 to 24 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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