Stanhope Capital LLP

• Principal Place of Business

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251800

  Web

  https://www.stanhopecapital.com

• Complaints Contact

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251864

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophie Ann Outhwaite

  IRN SAO01046

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2022)
  • CF30 Customer (21 May 2015 to 8 Dec 2019)
• Stephanie Ann Shepard Cobb

  IRN SAS01348

  • CF11 Money Laundering Reporting (12 Jun 2013 to 28 Jun 2014)
  • CF10 Compliance Oversight (12 Jun 2013 to 28 Jun 2014)
• Stephen Paul Connolly

  IRN SPC01109

  • CF30 Customer (16 May 2011 to 28 Jun 2013)
• Sydnie Hodgkins

  IRN SXH01121

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
  • [FCA CF] Client dealing (since 5 Jan 2024)
• Tarek AbuZayyad

  IRN TXA01054

  • CF4 Partner (20 May 2009 to 17 Apr 2015)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2019)
  • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
• Thomas Leolin Alfred Price

  IRN TLP01021

  • CF4 Partner (31 Mar 2011 to 31 May 2013)
  • CF10 Compliance Oversight (15 Mar 2011 to 31 May 2013)
  • CF11 Money Laundering Reporting (15 Mar 2011 to 31 May 2013)
• Trevor Hunt

  IRN TXH01378

  • CF27 Investment Management (1 Nov 2007 to 31 Oct 2007)
  • CF30 Customer (1 Nov 2007 to 28 Jun 2013)
• Vincent Fruchard

  IRN VXF01044

  • CF30 Customer (15 Jul 2008 to 24 Jul 2009)

No changes recorded yet.