Stephanie Ann Shepard Cobb

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Jun 2019 to 8 Dec 2019)
  • Ares Management Limited (no longer approved here)

    FRN 455547

    • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Feb 2019)
    • CF10 Compliance Oversight (1 Feb 2017 to 8 Feb 2019)
  • Ares Management UK Limited (no longer approved here)

    FRN 613497

    • CF10 Compliance Oversight (1 Feb 2017 to 8 Feb 2019)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Feb 2019)
  • Ares European Loan Management LLP (no longer approved here)

    FRN 737906

    • CF11 Money Laundering Reporting (1 Feb 2017 to 8 Feb 2019)
    • CF10 Compliance Oversight (1 Feb 2017 to 8 Feb 2019)
  • Napier Park Global Capital Ltd (no longer approved here)

    FRN 541427

    • CF11 Money Laundering Reporting (14 Oct 2014 to 12 Feb 2016)
    • CF10 Compliance Oversight (14 Oct 2014 to 12 Feb 2016)
  • Stanhope Capital LLP (no longer approved here)

    FRN 400309

    • CF11 Money Laundering Reporting (12 Jun 2013 to 28 Jun 2014)
    • CF10 Compliance Oversight (12 Jun 2013 to 28 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.