Stanhope Capital LLP

• Principal Place of Business

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251800

  Web

  https://www.stanhopecapital.com

• Complaints Contact

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251864

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Richard Spray

  IRN NXS01209

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Olivier Michel Andre Favre-Gilly

  IRN OXF01002

  • CF30 Customer (20 May 2013 to 31 Mar 2015)
• Ozgun Turk

  IRN OXT01031

  • CF30 Customer (28 Mar 2008 to 31 Jan 2009)
• Pierre Maurice Gilbert Mallevays

  IRN PMM01091

  • [FCA CF] Manager of certification employee (30 May 2022 to 19 Dec 2025)
  • [FCA CF] Significant management (30 May 2022 to 19 Dec 2025)
• Rakesh Kumar Sharma

  IRN RKS01037

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 May 2012 to 8 Dec 2019)
• Robin Fabrice Dederding

  IRN RFD01043

  • CF30 Customer (7 Mar 2017 to 28 Mar 2018)
• Rory Townsend-Rose

  IRN RXT00235

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2021)
  • [FCA CF] Client dealing (since 18 Nov 2021)
• Rupert Thomas George Mahon

  IRN RTM01037

  • CF10 Compliance Oversight (10 Feb 2010 to 4 Jan 2011)
  • CF11 Money Laundering Reporting (10 Feb 2010 to 4 Jan 2011)
• Simon John Paul

  IRN SJP01129

  • CF4 Partner (3 Jul 2013 to 13 Jun 2017)
  • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
• Sonja Tilly

  IRN SXT01435

  • CF30 Customer (1 Apr 2008 to 3 Sep 2010)

No changes recorded yet.