Rupert Thomas George Mahon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intermede Investment Partners Limited

    FRN 624278

    • [FCA CF] Client dealing (since 8 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (10 Dec 2015 to 8 Dec 2019)
    • CF1 Director (10 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2015 to 8 Dec 2019)
  • Stanhope Capital LLP (no longer approved here)

    FRN 400309

    • CF10 Compliance Oversight (10 Feb 2010 to 4 Jan 2011)
    • CF11 Money Laundering Reporting (10 Feb 2010 to 4 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.