Simon John Paul

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eighteen48 Partners Limited

    FRN 823699

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Significant management (since 16 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2021)
  • Stanhope Capital LLP (no longer approved here)

    FRN 400309

    • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (3 Jul 2013 to 13 Jun 2017)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF27 Investment Management (1 Dec 2001 to 30 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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