Stanhope Capital LLP

• Principal Place of Business

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251800

  Web

  https://www.stanhopecapital.com

• Complaints Contact

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402077251864

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · Limited to customers who certified as High Net Worth (HNW) individuals

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henri Gabriel Stephane Brun

  IRN HGB01030

  • CF30 Customer (5 Aug 2013 to 4 Oct 2017)
• James Peter Hordern

  IRN JPH01085

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (12 Feb 2010 to 13 Jun 2017)
  • CF30 Customer (14 Jan 2009 to 8 Dec 2019)
• James Robert Dominic Korner

  IRN JRK01026

  • CF4 Partner (4 Jul 2013 to 22 Jan 2016)
  • CF30 Customer (4 Jul 2013 to 17 Jun 2019)
• Jean-Marc Choblet

  IRN JXC01394

  • CF30 Customer (12 Nov 2009 to 15 Dec 2010)
• Jerome Nathan Sibony

  IRN JNS01077

  • CF30 Customer (23 Mar 2015 to 8 Dec 2019)
• John Hedley Baron

  IRN JHB01071

  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
  • CF4 Partner (7 Jul 2014 to 31 Mar 2017)
  • CF29 Significant management (24 Jul 2013 to 8 Dec 2019)
• John Simon Bills

  IRN JSB01075

  • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
• Jonathan Anthony Bell

  IRN JAB01178

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF10 Compliance Oversight (13 Jun 2008 to 10 Feb 2010)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 Jan 2005 to 31 Mar 2017)
  • CF27 Investment Management (1 Jan 2005 to 31 Oct 2007)
• Joseph Matthew Halliwell

  IRN JXH01278

  • [FCA CF] Functions requiring qualifications (26 Jan 2024 to 15 Jan 2025)
  • [FCA CF] Client dealing (26 Jan 2024 to 15 Jan 2025)
• Julien Bernard Marie Sevaux

  IRN JBS01068

  • CF30 Customer (1 Nov 2007 to 18 Nov 2019)
  • CF8 Apportionment and Oversight (7 Sep 2004 to 31 Oct 2007)
  • CF3 Chief Executive (7 Sep 2004 to 3 Dec 2012)
  • CF4 Partner (7 Sep 2004 to 3 Mar 2017)
  • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)

No changes recorded yet.