Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Jul 2022 to 15 Dec 2022)
- [FCA CF] Significant management (15 Jul 2022 to 15 Dec 2022)
- [FCA CF] Manager of certification employee (22 Apr 2020 to 30 Jun 2022)
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- CF30 Customer (18 Apr 2019 to 8 Dec 2019)
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- CF1 Director (4 Jul 2014 to 30 Jan 2019)
- CF30 Customer (15 Oct 2012 to 30 Jan 2019)
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- CF30 Customer (26 Mar 2008 to 28 Mar 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.