Pamplona Capital Management LLP

Date authorised
1 April 2013
Companies House
OC309813
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Park Lane
    London
    W1K 1RA
    UNITED KINGDOM
    Phone
    +4402070798000
    Web
    https://www.pamplonafunds.com

  • Complaints Contact

    25 Park Lane
    4th Floor
    London
    W1K 1RA
    UNITED KINGDOM
    Phone
    +4402070798000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Mark Knaster

    IRN AMK01041

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (22 Mar 2005 to 8 Dec 2019)
    • CF27 Investment Management (22 Mar 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (22 Mar 2005 to 31 Oct 2007)
    • CF13 Finance (22 Mar 2005 to 13 Jun 2005)
    • CF3 Chief Executive (22 Mar 2005 to 8 Dec 2019)
  • Amy Abob

    IRN AXA01944

    • CF4 Partner (10 Jun 2010 to 3 Aug 2019)
    • CF30 Customer (29 Sep 2008 to 3 Aug 2019)
  • Andrew Berardi

    IRN AXB02476

    • CF30 Customer (25 Aug 2009 to 1 Jul 2014)
    • CF4 Partner (25 Aug 2009 to 1 Jul 2014)
  • Andrew Bloxam

    IRN AXB01481

    • CF27 Investment Management (28 Jul 2006 to 28 Jul 2006)
  • Andrzej Sokolowski

    IRN AXS02562

    • [FCA CF] Client dealing (1 Feb 2022 to 7 Jul 2023)
  • Anila Thompson

    IRN AXG01760

    • CF21 Investment Adviser (23 Nov 2006 to 23 Nov 2006)
  • Caroline Ong

    IRN CXO01133

    • CF30 Customer (9 Aug 2011 to 2 Nov 2018)
  • Christian Martijn Boekhorst

    IRN CMB01123

    • CF4 Partner (31 May 2012 to 4 Jul 2017)
    • CF30 Customer (31 May 2012 to 4 Jul 2017)
  • David Peter Lang

    IRN DPL01030

    • CF4 Partner (29 Dec 2009 to 20 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 20 Jul 2017)
    • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)
  • Edward Chai

    IRN EXC01178

    • CF30 Customer (21 Jun 2013 to 26 Apr 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.