Jonathan Anthony Bell

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stanhope Capital LLP

    FRN 400309

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (13 Jun 2008 to 10 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2005 to 31 Mar 2017)
    • CF27 Investment Management (1 Jan 2005 to 31 Oct 2007)
  • Sackville Capital Ltd (no longer approved here)

    FRN 979551

    • Director of firm who is not a certification employee or a SMF manager (15 May 2023 to 1 Dec 2025)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF2 Non Executive Director (AR) (18 Jun 2020 to 31 Dec 2022)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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