Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eighteen48 Partners Limited
FRN 823699
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (24 May 2019 to 8 Dec 2019)
- CF3 Chief Executive (24 May 2019 to 8 Dec 2019)
- CF30 Customer (24 May 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 Nov 2019)
- CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
- CF3 Chief Executive (7 Sep 2004 to 3 Dec 2012)
- CF8 Apportionment and Oversight (7 Sep 2004 to 31 Oct 2007)
- CF4 Partner (7 Sep 2004 to 3 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.