Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Kamalakant Joshi

    IRN PKJ01007

    • (47)CF2 Non Executive Director (6 Mar 2008 to 31 Oct 2008)
    • (45)CF14 Risk Assessment (25 Oct 2006 to 30 Apr 2007)
    • (48)CF1 Director (3 Sep 2003 to 30 Apr 2007)
    • (46)CF13 Finance (3 Sep 2003 to 30 Apr 2007)
  • Philip Andrew Townsend

    IRN PAT01117

    • (113)CF1 Director (21 Aug 2007 to 1 Jan 2010)
  • Philip Hay

    IRN PXH00039

    • (56)CF28 Systems and controls (1 Nov 2007 to 31 Jan 2008)
    • (58)CF11 Money Laundering Reporting (4 Oct 2007 to 31 Jan 2008)
    • (57)CF14 Risk Assessment (4 Oct 2007 to 31 Oct 2007)
    • (59)CF10 Compliance Oversight (4 Oct 2007 to 31 Jan 2008)
  • Raymond Greenshields

    IRN RXG01115

    • (8)CF2 Non Executive Director (4 Dec 2007 to 1 Jan 2010)
  • Scott Tierney

    IRN SXT01399

    • (32)CF17 Significant Mgt (Other Business Operations) (21 Feb 2005 to 2 Apr 2007)
  • Trevor John Jones

    IRN TJJ01010

    • (49)CF10 Compliance Oversight (11 Jan 2010 to 1 Jun 2010)
  • Trevor John Matthews

    IRN TJM01140

    • (30)CF2 Non Executive Director (27 Dec 2006 to 29 Jan 2008)
    • (31)CF1 Director (27 Dec 2006 to 17 Jan 2007)
  • Vincent Joseph O'Brien

    IRN VJO01005

    • (29)CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2003)
    • (28)CF15 Internal Audit (1 Dec 2001 to 15 Mar 2003)
  • Vivek Ram

    IRN VXR01043

    • (78)CF1 Director (1 Jan 2010 to 1 Jun 2010)

Recent activity

Updates to this firm's record on the FCA register.

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