Vincent Joseph O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • CF28 Systems and controls (1 Nov 2007 to 8 Sep 2010)
    • CF14 Risk Assessment (22 Nov 2006 to 31 Oct 2007)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF28 Systems and controls (1 Nov 2007 to 8 Sep 2010)
    • CF14 Risk Assessment (22 Nov 2006 to 31 Oct 2007)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF28 Systems and controls (1 Nov 2007 to 8 Sep 2010)
    • CF14 Risk Assessment (19 Sep 2007 to 31 Oct 2007)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • CF28 Systems and controls (1 Nov 2007 to 8 Sep 2010)
    • CF14 Risk Assessment (1 Oct 2007 to 31 Oct 2007)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (28)CF15 Internal Audit (1 Dec 2001 to 15 Mar 2003)
    • (29)CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2003)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.