Vivek Ram

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (23 Oct 2025 to 12 Feb 2026)
    • [PRA CF] Managing a material risk taker (1 Jun 2020 to 16 Sep 2021)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (30 Mar 2023 to 10 Jan 2024)
    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 17 Jan 2024)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (30 Mar 2023 to 10 Jan 2024)
    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 17 Jan 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (30 Mar 2023 to 10 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 31 Mar 2026)
    • [FCA CF] Significant management (16 Jan 2019 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Jan 2019 to 18 Feb 2026)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (15 Sep 2021 to 10 Aug 2022)
    • [FCA CF] Significant management (15 Sep 2021 to 10 Aug 2022)
    • [PRA CF] Managing a material risk taker (11 Dec 2019 to 7 Oct 2020)
    • [FCA CF] Manager of certification employee (11 Dec 2019 to 7 Oct 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (16 Jan 2019 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (16 Jan 2019 to 18 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (16 Jan 2019 to 9 Mar 2023)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (78)CF1 Director (1 Jan 2010 to 1 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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