This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John James Cummins
IRN JJC01046
- (112)CF1 Director (2 Jan 2007 to 9 Aug 2007)
- (111)CF2 Non Executive Director (1 Dec 2001 to 10 Nov 2006)
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John Johnstone
IRN JXJ01108
- (7)CF11 Money Laundering Reporting (29 Sep 2003 to 20 Feb 2005)
- (6)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 20 Feb 2005)
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Julian Alistair Cook
IRN JAC01273
- (41)CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
- (44)CF1 Director (1 Nov 2006 to 1 Oct 2007)
- (42)CF20 Significant Mgt (Settlements) (1 Nov 2006 to 1 Oct 2007)
- (43)CF17 Significant Mgt (Other Business Operations) (25 Oct 2002 to 31 Oct 2007)
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Keith William Morris
IRN KWM01006
- (53)CF2 Non Executive Director (1 Sep 2003 to 12 Dec 2008)
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Marcia Dominic Campbell
IRN MDC01060
- (87)CF29 Significant management (1 Nov 2007 to 28 Nov 2009)
- (88)CF17 Significant Mgt (Other Business Operations) (27 Dec 2006 to 31 Oct 2007)
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Marcus Wogart
IRN MXW01873
- (99)CF11 Money Laundering Reporting (11 Jan 2010 to 1 Jun 2010)
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Margaret Josephine McDonagh
IRN MJM01407
- (66)CF2 Non Executive Director (5 Mar 2007 to 1 Jan 2010)
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Margaret Sheelagh Dillon Whittaker
IRN MXW01844
- (2)CF2 Non Executive Director (23 Jun 2009 to 1 Jan 2010)
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Mark Alistair Parsons
IRN MAP01155
- (85)CF3 Chief Executive (7 Apr 2010 to 1 Jun 2010)
- (86)CF1 Director (1 Jan 2010 to 1 Jun 2010)
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Maxwell Colin Ledlie
IRN MCL01020
- (82)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
- (83)CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
- (84)CF10 Compliance Oversight (3 Jan 2007 to 1 Jan 2010)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.