Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John James Cummins

    IRN JJC01046

    • (112)CF1 Director (2 Jan 2007 to 9 Aug 2007)
    • (111)CF2 Non Executive Director (1 Dec 2001 to 10 Nov 2006)
  • John Johnstone

    IRN JXJ01108

    • (7)CF11 Money Laundering Reporting (29 Sep 2003 to 20 Feb 2005)
    • (6)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 20 Feb 2005)
  • Julian Alistair Cook

    IRN JAC01273

    • (41)CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • (44)CF1 Director (1 Nov 2006 to 1 Oct 2007)
    • (42)CF20 Significant Mgt (Settlements) (1 Nov 2006 to 1 Oct 2007)
    • (43)CF17 Significant Mgt (Other Business Operations) (25 Oct 2002 to 31 Oct 2007)
  • Keith William Morris

    IRN KWM01006

    • (53)CF2 Non Executive Director (1 Sep 2003 to 12 Dec 2008)
  • Marcia Dominic Campbell

    IRN MDC01060

    • (87)CF29 Significant management (1 Nov 2007 to 28 Nov 2009)
    • (88)CF17 Significant Mgt (Other Business Operations) (27 Dec 2006 to 31 Oct 2007)
  • Marcus Wogart

    IRN MXW01873

    • (99)CF11 Money Laundering Reporting (11 Jan 2010 to 1 Jun 2010)
  • Margaret Josephine McDonagh

    IRN MJM01407

    • (66)CF2 Non Executive Director (5 Mar 2007 to 1 Jan 2010)
  • Margaret Sheelagh Dillon Whittaker

    IRN MXW01844

    • (2)CF2 Non Executive Director (23 Jun 2009 to 1 Jan 2010)
  • Mark Alistair Parsons

    IRN MAP01155

    • (85)CF3 Chief Executive (7 Apr 2010 to 1 Jun 2010)
    • (86)CF1 Director (1 Jan 2010 to 1 Jun 2010)
  • Maxwell Colin Ledlie

    IRN MCL01020

    • (82)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
    • (83)CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
    • (84)CF10 Compliance Oversight (3 Jan 2007 to 1 Jan 2010)

Recent activity

Updates to this firm's record on the FCA register.

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