Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yorkshire Building Society
FRN 106085
- SMF14 Senior Independent Director (since 28 Apr 2025)
- Director of firm who is not a certification employee or a SMF manager (20 Oct 2020 to 21 Oct 2020)
- [FCA CF] Material risk taker (20 Oct 2020 to 12 Feb 2026)
- [PRA CF] Significant risk taker or Material risk taker (20 Oct 2020 to 12 Feb 2026)
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Fairstone Wealth Management Limited
FRN 188596
- SMF10 Chair of the Risk Committee (since 7 Jul 2022)
- SMF11 Chair of the Audit Committee (since 7 Jul 2022)
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Fairstone Financial Management Limited
FRN 475973
- SMF11 Chair of the Audit Committee (since 7 Jul 2022)
- SMF10 Chair of the Risk Committee (since 7 Jul 2022)
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Fairstone Private Wealth Limited
FRN 457558
- [FCA CF] Significant management (since 7 Apr 2022)
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- SMF3 Executive Director (9 Dec 2019 to 20 Apr 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Apr 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 20 Apr 2020)
- Responsible for Insurance Mediation (11 Nov 2014 to 30 Sep 2018)
- CF1 Director (2 Jul 2014 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 20 Apr 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Apr 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 20 Apr 2020)
- Responsible for Insurance Mediation (11 Nov 2014 to 30 Sep 2018)
- CF1 Director (2 Jul 2014 to 8 Dec 2019)
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- Responsible for Insurance Distribution (1 Oct 2018 to 20 Apr 2020)
- SMF1 Chief Executive (7 Mar 2016 to 20 Apr 2020)
- Responsible for Insurance Mediation (11 Nov 2014 to 30 Sep 2018)
- CF3 Chief Executive (1 Jul 2014 to 6 Mar 2016)
- CF1 Director (1 Jul 2014 to 6 Mar 2016)
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- (85)CF3 Chief Executive (7 Apr 2010 to 1 Jun 2010)
- (86)CF1 Director (1 Jan 2010 to 1 Jun 2010)
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- CF1 Director (AR) (9 Sep 2002 to 31 Dec 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (30 May 2002 to 1 Oct 2003)
- CF13 Finance (1 Dec 2001 to 30 May 2002)
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- Employed By (9 Sep 2002 to 7 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.