St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Stuart MacMillan

    IRN AXM00188

    • CF1 Director (AR) (17 Sep 2009 to 2 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 2 Dec 2019)
    • CF21 Investment Adviser (26 Jan 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (30 Sep 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 26 Jan 2005)
  • Andrew Stuart Wood

    IRN ASW01058

    • CF30 Customer (13 Dec 2018 to 17 Sep 2019)
  • Andrew Stuart Woodruff

    IRN ASW01080

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Mar 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 8 May 2007)
  • Andrew Sweetman

    IRN AXS02298

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 4 Mar 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 May 2010)
  • Andrew Thomas Barden

    IRN ATB00009

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2024)
    • CF30 Customer (1 Nov 2007 to 24 May 2024)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 May 2005 to 18 Oct 2005)
  • Andrew Thomas Ernest Haigh

    IRN ATH01071

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2022)
    • CF30 Customer (23 Mar 2017 to 8 Dec 2019)
  • Andrew Timothy Anderson-Dixon

    IRN ATA00002

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (20 Apr 2012 to 8 Dec 2019)
  • Andrew Trevor Wilde

    IRN ATW00012

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2004)
  • Andrew Tristram Daldry

    IRN ATD00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Mar 2015)
    • CF30 Customer (since 6 Mar 2012)
  • Andrew Walter Bramwell

    IRN AWB00023

    • CF30 Customer (6 Sep 2016 to 4 Sep 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.