Andrew Tristram Daldry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 26 Mar 2015)
- CF30 Customer (since 6 Mar 2012)
Andrew Daldry Wealth Management Limited
FRN 576186
- (1)Employed By (since 20 Mar 2015)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF30 Customer (4 Feb 2009 to 21 Feb 2012)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
Kellands (Hale) Limited (no longer approved here)
FRN 193498
- CF21 Investment Adviser (11 Jan 2002 to 6 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.