Andrew Stuart Woodruff

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Mar 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 8 May 2007)
  • Woodruff Hill Wealth Management Limited

    FRN 770329

    • Employed By (since 3 Feb 2017)
  • Woodruff Wealth Management Ltd (no longer approved here)

    FRN 463062

    • Employed By (30 Jan 2007 to 4 Apr 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (31 Aug 2005 to 5 Feb 2007)
    • CF22 Investment Adviser (Trainee) (5 Mar 2004 to 31 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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