Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (17 Sep 2009 to 2 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 2 Dec 2019)
    • CF21 Investment Adviser (26 Jan 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (30 Sep 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 26 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.