St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abayomi Faruk Bashorun

    IRN AFB01092

    • Appointed representative dealing with clients for which they require qualification (20 Dec 2021 to 17 Feb 2023)
    • CF30 Customer (9 Dec 2021 to 17 Feb 2023)
  • Abbey-Gail Louise Goddard

    IRN ALG01038

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Oct 2014)
    • CF30 Customer (since 2 Apr 2008)
  • Abbie Marie Hart

    IRN AXH00844

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 5 May 2023)
    • CF30 Customer (since 24 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 14 Nov 2022)
  • Abby Rebecca Kessock-Philip

    IRN AXK00759

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Oct 2023)
    • CF30 Customer (since 5 Oct 2023)
  • Abby Tea Williams

    IRN AXW00854

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Oct 2023)
  • Abby-Gail Theakston

    IRN AXT01235

    • CF1 Director (AR) (since 10 May 2007)
  • Abdul Mukit

    IRN AXM02285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 21 Dec 2023)
    • CF1 Director (AR) (since 30 Aug 2023)
    • CF30 Customer (since 30 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Dec 2021)
    • CF30 Customer (12 Aug 2017 to 6 Dec 2021)
  • Abdul Raheem Khan

    IRN ARK01091

    • CF30 Customer (29 Jan 2019 to 14 Jun 2019)
  • Abhineet Rai

    IRN AXR01813

    • Appointed representative dealing with clients for which they require qualification (6 Jul 2020 to 14 Aug 2023)
    • CF1 Director (AR) (3 Jul 2020 to 14 Aug 2023)
    • CF30 Customer (3 Jul 2020 to 14 Aug 2023)
  • Abigail Atkins

    IRN AXW00693

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 22 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (since 14 Nov 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.