Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 Oct 2014)
- CF30 Customer (since 2 Apr 2008)
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Abbey Wealth Management Ltd
FRN 650301
- (1)Employed By (since 20 Oct 2014)
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- (1)Employed By (2 Apr 2008 to 29 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.