Abayomi Faruk Bashorun

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Courtiers Investment Services Limited

    FRN 124995

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
    • [FCA CF] Client dealing (since 11 Sep 2023)
  • Davidsons Independent Financial Advisers Limited

    FRN 224407

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (20 Dec 2021 to 17 Feb 2023)
    • CF30 Customer (9 Dec 2021 to 17 Feb 2023)
  • Future Financial Wealth LLP (no longer approved here)

    FRN 592054

    • (7)Employed By (9 Dec 2021 to 17 Feb 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2021)
    • CF30 Customer (26 Jun 2019 to 11 Apr 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (572)Employed By (26 Jun 2019 to 11 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Jun 2017 to 31 Jul 2019)
  • Four Oaks Financial Services Limited (no longer approved here)

    FRN 616095

    • (5)Employed By (21 Jun 2017 to 11 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.